Tag: Securities and Exchange Commission
Robinhood agrees to pay $45m in penalties to SEC
The Securities and Exchange Commission (SEC) has announced that two Robinhood firms have agreed to pay $45m in combined civil penalties.Breaking down the penalties,...
JP Morgan affiliates settle SEC charges for $151m
Affiliates of JP Morgan have agreed to Pay $151m to resolve the US Securities and Exchange Commission’s (SEC) enforcement actions.The SEC has brought five...
CFPB acts against Chime Financial over delayed refunds
The Consumer Financial Protection Bureau (CFPB) has taken action against Chime Financial for failing to alert consumers of timely refunds when their accounts were...
Robinhood Crypto faces SEC enforcement action with Wells Notice
Trading platform Robinhood Crypto (RHC) has received a Wells Notice from the US Securities and Exchange Commission (SEC).The SEC had been advised by staff...
George Osbourne joins Coinbase as an advisor amid regulatory scrutiny
Cryptocurrency exchange Coinbase has added former UK Chancellor George Osbourne to its advisory board as it faces regulatory scrutiny.Osborne, who headed UK financial policy...
Nexo issued with $45m penalty over compliance failures
The US Securities and Exchange Commission (SEC) has issued crypto trading platform Nexo with $45m in penalties, over failure to register the offer and...
Gemini crypto exchange latest to be placed under US investigation
Winklevoss twins-owned digital assets platform Gemini has been put under investigation by the US Security and Exchange Commission (SEC) for alleged security flaws. Cameron and...
Coinbase requests support to Ripple in SEC case
Crypto exchange platform Coinbase has filed a friend-of-the-court (amicus) brief to the federal court to support Ripple Labs in its ongoing case against the...
Yuga Labs enquired by the SEC over unregistered NFT queries
The Securities and Exchange Commission (SEC) is probing Bored Ape Yacht Club creator Yuga Labs over its NFTs and whether they violate any federal...
Kim Kardashian charged $1.26m by SEC over crypto touting
The Securities and Exchange Commission (SEC) has charged Kim Kardashian $1.26m in penalties over advertising a crypto asset on her Instagram.Kardashian failed to disclose...
