Tag: fines
Tullett Prebon fined £15.4m by FCA for conduct failures
UK regulatory body the Financial Conduct Authority (FCA) has issued a £15.4m fine to Tullett Prebon, now part of TP ICAP.
The FCA stated that...
Encompass Corporation analyses latest AML penalties in possible record breaking year
Encompass Corporation, a provider of automated Know Your Customer (KYC) solutions, has released a new collection of analysis studying anti-money laundering (AML) related penalties...
