Tag: mark steward
FCA gives Al Rayan Bank $4mn AML failings fine
A penalty of more than £4mn has been issued to Al Rayan Bank by the FCA in connection to AML control failings.
The regulator detailed...
Barclays sanctioned by the FCA over payments firm Premier FX
The Financial Conduct Authority (FCA) has sanctioned Barclays Bank with £783,800 for oversight failings in its relationship with collapsed payments firm Premier FX.
As part...
Tullett Prebon fined £15.4m by FCA for conduct failures
UK regulatory body the Financial Conduct Authority (FCA) has issued a £15.4m fine to Tullett Prebon, now part of TP ICAP.
The FCA stated that...
Goldman Sachs slapped with record £34.3m fine for misreporting transactions
New York City-based Goldman Sachs International (GSI) has been fined a record £34.3m by the UK's Financial Conduct Authority (FCA).
The investment bank failed to...
